Review AML cases
Be aware of AML matches.
You can find the AML matches triggered during verification in:
- AML cases — Shows AML matches assigned to compliance officers for manual review.
- All AML cases — Shows all AML matches.
Extract data in CSV
You can download AML cases as a CSV file:
- In the Dashboard, open All AML cases or AML cases. Consider using filters to sort and categorize cases.
- From the menu in the upper-right corner, select Download CSV.
Apply filters
You can apply the following filters to sort your cases:
Filter | Description |
---|---|
Time | Allows you to get the cases for the specified period. |
Entity | Lets you select between applicant, counterparty, and all cases. |
Residence country | Opens the list of available applicant residence counties. |
Applicant type | Allows you to select between individuals and businesses. |
Source key | Opens the list of available source keys. |
Match status | Lets you select a specific AML match type, for example, potential match. |
Status | Opens the list of applicant statuses. |
AML risk label | Displays risk labels associated with the cases. |
Assignee | Lets you select a compliance officer to whom the cases were assigned. |
Case origin | Allows you to select between ongoing and new cases. |
Hits relevance | Allows you to select fuzziness level for name hits. |
Hits countries | Opens the list of countries where hits may come from. |
Ongoing monitoring | Lets you select the applicants with ongoing monitoring on/off. |
Hits only | Select to to sort out the applicants without any AML matches. |
Whitelisted only | Select to sort out blocklists applicants. |
Active cases | Select to sort out inactive cases. |
Review CSV content
The data you can download includes the following:
Column |
Description |
---|---|
idAMLcase
|
AML case ID. |
createdAt
|
AML case creation date. |
targetEntityType
|
Whether screening targets a legal entity or an individual. |
targetEntityId
|
Applicant ID. |
caseType
|
AML case type. |
caseId
|
AML case ID. |
watchlistInfo.violationsAnswer
|
AML screening results:
|
watchlistInfo.searchRef
|
Comply Advantage unique case identifier. |
watchlistInfo.searchTerm
|
Applicant's name. |
watchlistInfo.birthYear
|
Applicant's year of birth. |
watchlistInfo.fuzziness
|
Selected fuzziness level. |
watchlistInfo.warningTypes
|
Applied warning types. |
watchlistInfo.tags
|
Tags containing Applicant ID required for Comply Advantage integration. |
watchlistInfo.caseSystemId
|
World-Check One (Refinitiv) unique case identifier. |
watchlistInfo.quantifindInfo.internalCaseId
|
Quantifind unique case identifier. |
watchlistInfo.quantifindInfo.warnings
|
Warnings returned from Quantifind. |
watchlistInfo.quantifindInfo.searchRequestEnrichment
|
Information about the name and rarity from Quantifind. |
watchlistInfo.countries
|
Countries taken from Applicant info and used in AML screening. |
watchlistInfo.ongoing.modifiedAt
|
The time when the state of Ongoing monitoring for an applicant was modified. |
watchlistInfo.ongoing.enabled
|
State of ongoing monitoring on the provider's side. |
watchlistInfo.searchProfile
|
Comply Advantage search profile used during the AML check. |
review.attemptCnt
|
The number of attempts the applicants made to get verified. |
review.levelName
|
Applicant's level name. |
review.createDate
|
Review creation date. |
review.reviewDate
|
Final review date. |
review.reviewResult.moderationComment
|
Message that will be displayed to the applicant. |
review.reviewResult.reviewAnswer
|
AML screening results:
|
review.reviewResult.reviewRejectType
|
The rejection label assigned to the applicant. |
review.reviewStatus
|
State of the review, showing if processing of the hits is complete. |
review.officerName
|
The name of the compliance officer who reviewed the AML case. |
matchStatus
|
Match statuses assigned to hits in the AML check. |
riskLabels
|
AML risk labels assigned to the applicant based on the hits received from the provider |
matchTypes
|
Types of matches received from the provider. |
countries
|
Countries taken from Applicant info and used in AML screening. |
hasHits
|
Shows if any AML hits are found. |
sourceKey
|
Shows if the applicant has a source key assigned. |
inputInfo.firstName
|
Applicant's first name in the original language. |
inputInfo.firstNameEn
|
Applicant's first name in English. |
inputInfo.lastName
|
Applicant's last name in the original language. |
inputInfo.lastNameEn
|
Applicant's last name in English. |
inputInfo.middleName
|
Applicant's middle name in the original language. |
inputInfo.gender
|
Applicant's gender. |
inputInfo.dob
|
Applicant's date of birth. |
inputInfo.country
|
Applicant's country of residence. |
inputInfo.addressTown
|
Applicant's city of residence. |
inputInfo.addressState
|
Applicant's state/region of residence. |
inputInfo.companyInfo.name
|
Applicant's company name (for legal entities). |
inputInfo.countries
|
Applicant's countries, sent to the provider for screening. |
hasOngoingHits
|
Shows if the AML case has any hits from ongoing monitoring. |
ongoingUpdatedAt
|
The date ongoing hits were updated. |
inactive
|
Shows if the AML case is active. The case can be inactive when the applicant's personal details are updated and a new request to check for potential hits is sent. |
hasWhitelistedHits
|
The flag that shows if the AML case has any whitelisted hits. |
Updated 23 days ago